Broadridge Empowers Investment Firms for FCA’s Consumer Composite Investments Framework

As the Financial Conduct Authority (FCA) prepares to implement its new Consumer Composite Investments (CCI) disclosure framework, Broadridge Financial Solutions, Inc. (NYSE: BR) has expanded the capabilities of its regulatory disclosure platform to help fund manufacturers and distributors quickly, confidently and efficiently adapt to the new requirements. 

The FCA’s move to replace the PRIIPs regime and UCITS disclosure requirements in the UK, reflects a broader regulatory shift toward simpler language, more flexible presentation and digital-first delivery of investor information. For many firms, meeting these expectations requires more than incremental document updates; it calls for changes to how disclosures are created, managed and delivered across the investment lifecycle. 

“Regulatory change is constant, but firms shouldn’t have to start over every time requirements evolve,” said Stephen Johnston, Broadridge’s Head of Asset Management Regulatory Communications Solutions for Europe. “We help firms turn regulatory complexity into operational efficiency, combining proven technology with deep regulatory experience to support both compliance and better investor outcomes.” 

The enhanced platform enables firms to create, manage and digitally distribute FCA-compliant Product Summary Documents (PSDs) from a single environment, supported by automated data sourcing and validation from an established network of administrators. This helps firms maintain consistency, accuracy and timeliness across all their disclosures. The platform also supports clearer, more consumer-focused disclosures through plain-language content and flexible presentation as opposed to rigid templates. These capabilities align with the FCA’s objective of improving consumer understanding while giving firms flexibility in how information is presented. 

Working closely with the FCA, clients and industry stakeholders, Broadridge identified where existing disclosure processes create operational strain. The result is an evolved regulatory reporting platform to support the CCI framework, enabling firms to respond to regulatory change without having to redesign their disclosure infrastructure from scratch. 

More broadly, the enhancements reflect Broadridge’s proactive approach to regulatory change: engaging early with regulators and industry groups, extending proven infrastructure rather than introducing untested solutions, and designing capabilities that can evolve as rules and market expectations continue to develop.

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